The past four months since my last blog entry have been filled with travel and work
commitments. Some of these have fed my interest in the history of underwater
neutral buoyancy to simulate weightlessness for spaceflight training and
procedures development, usually for “extravehicular activity” (“EVA” in
NASA-ese), also called “space walks.” That
is my "other" current recreational research interest, along with the
biomedical aspects of the defunct Manned Orbiting Laboratory (MOL) program (see
most of my recent posts).
ESA Neutral Buoyancy Facility, Cologne, Germany, July 2013. (Photo and composite by author.) |
In July, I attended the 19th Humans in Space
Symposium of the International Academy of Astronautics, in Cologne, Germany.
This included a visit to the German space agency’s new biomedical research
facility, “:envihab” (the creative spelling and punctuation are a branding and
marketing tactic). Next door is the European Space Agency’s (ESA’s) European
Astronaut Center, which houses ESA’s Neutral Buoyancy Facility, which I was
able to see only through a security window.
2nd annual reunion of ERA divers, with spouses and admirers, August 2013. Mattingly is in front row, near center, in white shorts. (Photo by author.) |
In mid-August, my wife and I flew into Baltimore and then drove
east to Ocean Pines for the second annual reunion of the divers of
Environmental Research Associates (ERA) at the home of its founder, neutral
buoyancy pioneer Sam Mattingly. Sam also invited Michael Neufeld, a curator and
historian from the Smithsonian Institution’s National Air and Space Museum, who
is also interested in the history of ERA.
My recreational research into the history of neutral
buoyancy for spaceflight purposes comprised two lectures to the JSC Spacesuit
Knowledge Capture Series in August and September on ERA and the list of other early
adopters who are less well-known in part because they were not successful in
the Darwinian sense in competing with ERA.
All or parts of those lectures, including the list, will
appear in my blog posts, starting with this one.
China Astronaut Training Center neutral buoyancy facility. (Photo reproduced from China TV.) |
I also gained some insights on the history of neutral
buoyancy while at the 64th International Astronautical Congress (IAC) in
Beijing, in September. I wasn't able to take any of the technical tours this
time (as I did in 2007 on my only previous visit) so I didn't get to see the
Chinese neutral buoyancy facility (which may or may not have been on the tours
this year, but was not open for tours in 2007). That facility was probably in
use back then, because Zhai Zhigang has been shown training in it before he
performed the first Chinese EVA from Shenzhou 7 in September 2008 (1).
Space Hoax Claimed
An anti-regime website in Hong Kong insisted that the first
and so far only Chinese spacewalk was faked underwater (2). Evidence cited
includes so-called “bubbles,” which the “deniers” specifically deny are dust
particles and left over bits of the spacecraft preparation process, commonly
seen escaping from any spacecraft open to vacuum.
Chinese astronaut training for EVA underwater (left) and in spaceflight (right). (Photos from China TV, composite by author.) |
This claim of a Chinese hoax brings together three elements
required for a hoax rebuttal: (1) the claim itself, (2) imagery from the
purportedly actual event, and (3) imagery depicting the very hoax that is
claimed, provided by the party being accused of perpetrating the hoax. A casual
comparison of the very clear in-flight imagery provided by the Chinese (element
2) and of their own well-publicized underwater training (element 3) demonstrates
the visual distinctiveness of the two elements, and thus the falseness of the
hoax claim.
This hoax claim has been thoroughly debunked by serious
skeptics with much greater credibility than I (3). But it is an echo of a
similar claim four decades ago. In the 1960s, Lloyd Mallan, who was among the
first “space deniers,” refused to credit any of the Soviet Union’s early
successes in space. He said that the world's first spacewalk by cosmonaut
Alexei Leonov and the rest of the Soviet space program were faked, finding it
more credible that they were hoaxes (4). Specifically, he posited that footage
of Leonov’s accomplishment was actually filmed on Earth underwater.
Russia's Space Hoax, Lloyd Mallan, 1966. |
In 1975, Mallan's body of work was disputed by James Oberg,
one of the foremost authorities on Soviet and Russian space history (5).
However, Oberg agreed with one of Mallan's premises, that the Soviet
photographic documentation of Leonov's excursion included footage made
underwater, substituting neutral buoyancy for weightlessness: “Mallan is right
when he says that most of the Leonov spacewalk movies are not genuine. They are
shots underwater, shots from
wire-suspension training sets, shots in simulations and practices. The Russians
were often careless in describing the sources of these films. The spacewalk
itself was real.”
I am, of course, no expert on cosmonaut training techniques
or photographic trickery, but my casual review of the imagery does not support that hypothesis. Oberg's criticisms of
the film's quality, editing and presentation may be true, but I don't believe
water immersion was involved.
No Neutral Buoyancy for Leonov
Leonov EVA imagery as reproduced from Soviet -based sources on Internet. |
If the hoax claim was correct, then any such footage would establish
the earliest documented use of water immersion by any astronaut or cosmonaut
for mission simulation purposes. But there is no strong evidence for an entity
from the Soviet Union to be on my list of early practitioners of neutral
buoyancy for weightlessness simulation. I covered the early Soviet use of
neutral buoyancy in just two PowerPoint charts in my second lecture because the
topic is not well documented in available source material. Their insistence on
secrecy and ambiguity left an ambiguous record and provided opportunities for
misunderstanding and even misrepresentation of their own legitimate efforts, as
Mallan demonstrated.
In fact, there is no non-US entity among the first ten or
more independent practitioners on my list. This does not mean there were none
in existence—only that I have not yet found adequate evidence, possibly because
my source material is dominated by English-language documents from the US.
Russian Spacesuits, Abramov and Skoog, 2003 |
Russian institutions, like their US counterparts, had long used
water tanks (which the Russians called “hydrolaboratories”) for survival equipment
testing and aircrew training, including space-suited activities. For example, Zvezda,
the preeminent manufacturer of Soviet aerospace life support systems (6), had
tested the Vostok SK-1 spacesuit with its integral flotation collar in a water
tank in 1960, according to Isaak Abramov, a spacesuit designer at Zvezda, and
Ingemar Skoog, a German spacesuit expert, writing in Russian Spacesuits
(7), the definitive source for such information.
Leonov, like his American contemporaries, prepared for the
world’s first EVA (“ВЫХОД”
in Russian, transliterated as “vykhod” and meaning “exit”—as seen on signs in
Moscow subway stations) in 1965 using the established means. He practiced
during brief weightlessness in parabolic airplane flights on the Tu-104—he
wrote that he had done 200 parabolas (8) which probably required five to ten
separate airplane flights—and in a vacuum chamber, but he did not mention any EVA
training underwater (9). Abramov and Skoog explicitly stated that hydrolab
testing had not been introduced at that time (10).
NASA’s decision to adopt neutral buoyancy using water
immersion for astronaut training came in late 1966, a year and a half after
Leonov’s flight, and after three of the five EVA missions in the Gemini program
(and too late to help the fourth), and especially after significant internal NASA
debate. The decision was a desperate response to the realization that only one flight
remained in the Gemini program to demonstrate sufficient competence in EVA to
undertake the ambitious plans of Apollo and follow-on programs, and that the
other techniques used to date—parabolic flight, full-suspension and vacuum
chambers—had not been adequate (11).
But there is no evidence that Zvezda or anyone else in the
Soviet Union was using water immersion to simulate the weightlessness a suited
cosmonaut would encounter in spaceflight before 1968.
According to Abramov and Skoog, by 1968 Zvezda had developed
and was testing the Orlan space suit for the non-landing cosmonaut on planned
two-man Soviet lunar missions. The Orlan and its wearer were to remain in lunar
orbit while the other cosmonaut descended to the Moon’s surface wearing a
slightly different suit called Krechet-94 (12). Underwater testing of a specially modified Orlan required
weights to achieve neutral buoyancy, a hoist for water immersion and emersion,
and a simplified life support backpack relying on pool-side pressurization,
venting and cooling systems (13). Similar testing of the Krechet-94
would be a logical inference, but was notably absent in the descriptions by
Abramov and Skoog.
Soviet Neutral Buoyancy in 1968?
In August 1968, at the United Nations Conference on
Exploration and the Peaceful Uses of Outer Space in Vienna, Leonov presented a paper that
emphasized the similarity between the experiences of Soviet astronauts and of
crews of deep-sea exploratory craft. (The paper was originally written for Yuri
Gagarin, who had died in a
training jet crash in March.) Leonov
said, cryptically, that “all actions taken in Soviet space vehicles were tried
first in underwater craft” (14). Now there is a sentence with enough
ambiguity to include a large range of possibilities! Did this mean that
everything a cosmonaut could ever do while in space—outside the spacecraft and
inside as well—were practiced in submerged, flooded mock-ups? Did “underwater
craft” even mean spacecraft mock-ups, or did it include air-filled submarines
and underwater habitats, and if so, what was their relevance? No additional
details were provided. NASA’s adoption of neutral buoyancy was well-publicized
by then, and Soviet pronouncements of the time were sometimes phrased
ambiguously to suggest that they were using similar techniques if they appeared
to be relevant.
Four months later, in December 1968, an American aerospace
trade journal, Aviation Week and Space Technology, reported:
“the Soviets have conducted extensive zero-gravity crew exercises with a Soyuz descent capsule [sic], simulating weightlessness in water tanks [plural, sic]. Cosmonauts with self contained underwater breathing equipment practiced entry and exit through a compression chamber [sic]. They also mounted external equipment carried from the capsule and simulated rescue maneuvers for crew members in trouble outside the spacecraft. The exercises are viewed as preparation for forthcoming EVAs.” (15)
This might have been what Leonov had been referring to, and
it corresponds in time with preparations for the extravehicular transfer of Yevgeni
Khrunov and Alexei Yeliseyev from Soyuz 5 to Soyuz 4 in January 1969 (16), and
maybe even for their previously planned transfer from Soyuz 2 to Soyuz 1 in
April 1967 (17). The Aviation Week article also demonstrated western unfamiliarity
with both the design of the Soyuz vehicle and the mission profile,
understandable due to Soviet secrecy. Western journalists were only just
becoming familiar with the recently-revealed configuration of Soyuz as a
two-part vehicle, and with the fact that such extra-vehicular transfers were only
possible between the docked habitation modules and not the adjoining descent
capsules (18). Only the Soyuz habitation module was decompressed independently in
the role of a “compression chamber” (19).
But this simple inference is challenged by an authoritative
source. While at the IAC in Beijing in September, I met and chatted briefly
with Boris Kryuchkov, head of the science directorate of the Gagarin Cosmonaut
Training Center (GCTC) near Moscow, about cosmonaut neutral buoyancy work in
Russia before 1980. Kryuchkov stated, as translated by Igor Sokhin, his deputy,
that neutral buoyancy was not used in training of Leonov, Khrunov and
Yeliseyev (20).
After my conversation with Kryuchkov and Sokhin, I reviewed
my own notes, and found that long-time British space sleuth Rex Hall had told
me much the same thing by email in 2008 (21). Hall noted that the Cosmonaut
Training Center had had a swimming pool since the mid-1960s, and he maintained
that some training for Voskhod and early Soyuz spacewalks occurred there. He
said there was no evidence of submerged mock-ups being used, which suggests that
any water immersion training done then was very limited.
First Cosmonaut Neutral Buoyancy Experience
Sevastyanov (left) and Schweickart in American Apollo spacesuits at NASA Neutral Buoyancy Simulator. (Best available photo from Internet.) |
Ironically, the first documented evidence of neutral
buoyancy involving a Soviet cosmonaut comes from the depths of an American
water immersion tank. In October 1970, when Cold War relations between the US
and the USSR were in a thaw, cosmonauts Andrian Nikolayev and Vitaly Sevastyanov
visited several NASA facilities during a goodwill tour. They had set a new
endurance record of 18 days in orbit in June, but their mission had no
requirement for EVA training. NASA astronaut Russell Schweickart, in training
as a backup crewmember for the Skylab space station missions, had recently met Sevastyanov,
and when their tour came to the Marshall Space Flight Center, invited him into
the Neutral Buoyancy Simulator (NBS) wearing a US EVA suit (22). On October 21,
Schweickart and Sevastyanov simulated changing film canisters in the Skylab solar
telescope. Schweickart inferred from Sevastyanov’s behavior and comments that
this was his first experience in such a neutral-buoyancy setting, although that
does not necessarily mean other cosmonauts had not done something similar.
Neutral Buoyancy Simulator, Building 4705, NASA Marshall Space Flight Center (left); Hydrolaboratory, Gagarin Cosmonaut Training Center right). |
It is always interesting to reconstruct the chain of
causality in such events. Schweickart recalled meeting Sevastyanov when they
co-chaired a technical session at an IAF (International Astronautical
Federation) meeting (26). The only IAF meeting between Sevastyanov’s June 1970
Soyuz flight—when his identity as a cosmonaut would have become public—and his
October 1970 visit to the US was at the 21st IAC (of which IAF is a
constituent organization) in Constance, Germany, October 4-10, 1970 (27). Thus,
the sequence of events leading to the construction of the GCTC Hydrolaboratory,
which opened in January 1980 and is still in use today, is due at least in part
to a brief meeting at a scientific conference just 10 days before the NBS event
took place.
At this year’s IAC, Kryuchkov and Sokhin told me that the
first neutral buoyancy EVA training in the Soviet Union was in preparation for
Salyut 3 (28) in 1974 and Salyut 5 (29) in 1976, even before the
Hydrolaboratory was built (30). I was struck by the fact that they did not say
just “Salyut”—Sokhin specifically said “Salyut 3 and Salyut 5.”
Now this was interesting. Salyuts 3 (31) and 5 (32) were
both the military version of the Salyut space station, whose full Russian name
is best just abbreviated to “OPS,” which were intended to evaluate the
usefulness of manned orbital reconnaissance—the Soviet analog of the MOL (about
which I have blogged previously). These Salyuts had an airlock for EVA (33),
and their cosmonaut crews were presumably trained for EVA (although no EVAs
were executed during those missions).
Once again, Abramov and Skoog provided the answer (34). The OPS
had a requirement for extravehicular transfer from the crew transport vehicle
(not originally intended to be the Soyuz) to the space station, apparently in
case the internal pressurized tunnel was unpassable. In November 1969, a
modification of the Orlan suit was selected for this purpose, and its
development continued until the OPS program was terminated in the late 1970s. In
parallel, a variant of the same suit was selected for the civilian version of
the Salyut space station designated “DOS,” giving the suit the identifier
“Orlan-D.” (Abramov and Skoog didn't say whether the OPS version of Orlan would
have been designated “Orlan-O.”) This suit was being tested at “neutral
buoyancy facilities” [plural, sic] in 1977.
Kryuchkov and Sokhin confirmed that cosmonaut neutral
buoyancy training occurred in the swimming pool at Star City, and that this training
included space suits (they agreed when I asked “skafandr?” using something
close to the Russian word). Assuming this referred to what I am now calling the
“Orlan-O” suits, we may place the 1974 underwater training for Salyut 3 on a
continuum from the 1968 Orlan testing to the 1977 Orlan-D training, all before
the opening of the GCTC Hydrolaboratory in 1980. [Edit by JBC: apparently I was too presumptuous--Abramov and Skoog reported (Appendix 3, p. 336) that Orlan-D was to be used in both the OPS and DOS--so, no "Orlan-O."]
Obviously, neutral buoyancy training does not require a
dedicated facility. After all, the first US astronaut underwater mission-specific
training took place in a boys’ school swimming pool (35).
Romanenko and Grechko training for Salyut 6 EVA in cosmonaut center swimming pool, 1977 (photo from Hall, Shayler and Vis). |
Hall, along with David Shayler and Bert Vis, also published
a history of the GCTC and Russia’s cosmonauts, including a brief description of
pre-Hydrolaboratory underwater training (36) for Salyut 6 in 1977. They included
two photographs of the cosmonauts, Yuri Romanenko and Georgi Grechko, in
spacesuits, with scuba divers and a Salyut 6 mock-up underwater in what appears
to be a shallow swimming pool with straight, flat walls, unlike the curved cylindrical
walls of the Hydrolaboratory. They executed a 20-minute EVA (37) in December 1977.
Subsequent long-duration crews of Salyut 6 also performed
single, brief EVAs, in July 1978 (38) and June 1979 (39), the latter being an
unplanned EVA to jettison a temporary radio-astronomy antenna. All were trained in what space historian
Dennis Newkirk referred to as the “hydrobasin” at Star City, as apparently were
the two 2-man crews of Salyut 3 (1974), the three 2-man crews of Salyut 4
(1975) and the three 2-man crews of Salyut 5 (1976).
Summary and Conclusion
In summary, it is probable that the earliest Soviet cosmonaut training for EVA in 1964-1965, like the earliest American astronaut training, did not included neutral buoyancy,
even though both programs immersed space-suited astronauts and test subjects in
water for survival training and other human engineering purposes. By 1964, efforts are known to have been made in
the US—but not Russia—to mimic aspects of weightlessness using water immersion,
including human engineering and spaceflight-related operational assessments, and they were expanded to include astronaut preflight training starting in 1966. There are
conflicting reports of Soviet crew training using neutral buoyancy in 1968, and
the first documented instance of a cosmonaut donning a spacesuit and
interacting with a spacecraft mock-up underwater occurred in the US in 1970. By
the mid-1970s, neutral buoyancy training for cosmonauts had become established,
even though in-flight EVAs were still rare and brief. After the Hydrolaboratory
opened at Star City in 1980, both preflight neutral buoyancy training and
in-flight EVA took on major significance in the Soviet space station programs.
In addition, the claim that underwater film footage was used
to fake the world’s first EVA appears to require a technology that did not exist
at that date.
The details of its adoption in the Soviet Union, including
the facilities and their dates of use, may be as revealing as are the details
of its adoption in the US, but they are still to be discovered.
[Edited Oct. 22, 2013, to fix typos and enhance clarity.]
[Edited Oct. 22, 2013, to fix typos and enhance clarity.]
References
- “Shenzhou 7,” http://en.wikipedia.org/wiki/Shenzhou_7 (retrieved 8 Oct. 2013).
- Haishan, Zhang, and Shi Yu, “Chinese Space Walk Filmed in Water, Say Chinese Bloggers,” October 7, 2008, last Updated: October 9, 2008, http://www.theepochtimes.com/n2/china-news/chinese-space-spacewallk-china-bloggers-5326.html; Yu, Shi, “Confirmed Discrepancies in CCTV’s Live Broadcast of Shenzhou VII Launch,” http://www.theepochtimes.com/n2/china-news/shenzhou-vii-fake-spacewalk-5809.html (both retrieved 8 Oct. 2013).
- Plait, Phil, “Did the Chinese fake their space walk?” October 8, 2008, http://blogs.discovermagazine.com/badastronomy/2008/10/08/did-the-chinese-fake-their-space-walk/#.UlSVnlCsiM4; O’Neill, Ian, “Bubbles, Reflections and Space Walks… Did China Really Fake It?” October 8, 2008, http://astroengine.com/2008/10/08/bubbles-reflections-and-space-walks-did-china-really-fake-it/; O’Neill, Ian, “China Really Didn’t Fake It (Part Deux),” Feb. 27, 2009, http://astroengine.com/2009/02/27/china-really-didnt-fake-it-part-deux/ (all retrieved 8 Oct. 2013).
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- Scott, David, and Alexei Leonov, with Christine Toomey, Two Sides of the Moon, Thomas Dunne Books, St. Martin’s Press, New York, 2004, p. 98.
- Kryuchkov, Boris I., and Igor G. Sokhin, personal conversation, Sep. 25, 2013, 64th International Astronautical Congress, Beijing; Wade, Mark, “[FPSPACE] Soviet underwater EVA training preceding Star City Hydrolab?” http://www.friends-partners.org/pipermail/fpspace/2008-March/024472.html (retrieved 9 Oct. 2013).
- Abramov and Skoog, Chap. 4, pp. 78-79.
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- Abramov and Skoog, Chap. 6, pp. 116-7.
- Hamilton, Thomas J., “Soviet Astronaut Asks Renaming of a Lunar Sea; At a U.N. Parley He Proposes 'Ocean of Gagarin' to Honor the First Man in Space,” New York Times, Fri., Aug. 16, 1968 ($$),Page 42, 711 words; ASTRONAUTICS AND AERONAUTICS, 1968 (NASA SP-4010), Chronology on Science, Technology, and Policy. http://history.nasa.gov/AAchronologies/1968.pdf (retrieved 2 Sept. 2013). Note that this is the complete final sentence of Hamilton’s article—no further details are available. This sentence is not included in any other newspaper coverage of the event that I have found.
- Industry Observer, Aviation Week & Space Technology, December 16, 1968, p. 11.
- “Soyuz 5,” http://en.wikipedia.org/wiki/Soyuz_5 (retrieved 8 Oct. 2013).
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- Kryuchkov and Sokhin, Sep. 25, 2013.
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- Schweickart, Russell L., interviewed by Rebecca Wright, Houston, Texas, 8 March 2000, Oral History 2 Transcript,http://www.jsc.nasa.gov/history/oral_histories/SchweickartRL/RLS_3-8-00.pdf (retrieved 8 Oct. 2013).
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- Wade, March 2008.
- Luna, Bernadette, W. Curtis Lomax and Douglas D. Smith, “Space Simulation in the Neutral Buoyancy Test Facility,” SAE 932554 Sep. 1993; McHale, Suzy, “Kosmonavtika, Hydrolab training,” undated but no earlier than 2004, http://suzymchale.com/kosmonavtka/trainhydro.html (retrieved 19 June 2007).
- Schweickart, 8 March 2000. http://www.jsc.nasa.gov/history/oral_histories/SchweickartRL/RLS_3-8-00.pdf (retrieved 8 Oct. 2013).
- Dates of previous IAF meetings, per the IAF website, http://www.iafastro.com/index.php/events/past-iacs (retrieved 11 Oct. 2013). Date of 21st IAC meeting, per http://www.worldcat.org/title/international-astronautical-congress-21-abstracts-4-10-oct-1970-konstanz-federal-republic-of-germany/oclc/310714997 (retrieved 11 Oct. 2013).
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- Portree, David S.F., Mir Hardware Heritage (JSC 26770), NASA Johnson Space Center, Houston, TX, Oct. 1994, pp. 66-8, 71-2.
- Abramov and Skoog, Chap. 8, pp. 147-51.
- Mattingly with Charles, February 4, 2013.
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- Newkirk, p. 189.
- Newkirk, pp. 204-5.